3: Initial statement of beneficial ownership of securities
Published on February 16, 2022
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIESFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/01/2022 |
3. Issuer Name and Ticker or Trading Symbol
INTUIT INC [ INTU ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
|---|---|---|---|
| Common Stock | 1,511 | D |
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
|---|---|---|---|---|---|---|---|
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Restricted Stock Unit | (1) | (2) | Common Stock | 173 | (3) | D | |
| Restricted Stock Unit | (4) | (2) | Common Stock | 400 | (3) | D | |
| Restricted Stock Unit | (5) | (2) | Common Stock | 618 | (3) | D | |
| Restricted Stock Unit | (6) | (2) | Common Stock | 412 | (3) | D | |
| Restricted Stock Unit | (7) | (2) | Common Stock | 1,114 | (3) | D | |
| Restricted Stock Unit | (8) | (2) | Common Stock | 1,545 | (3) | D | |
| Restricted Stock Unit (MSPP Purchased award) | 08/09/2019(9) | (2) | Common Stock | 20 | (3) | D | |
| Restricted Stock Unit (MSPP Matching award) | 08/09/2022(10) | (2) | Common Stock | 20 | (3) | D | |
| Restricted Stock Unit (MSPP Purchased award) | 08/14/2020(9) | (2) | Common Stock | 19 | (3) | D | |
| Restricted Stock Unit (MSPP Matching award) | 08/14/2023(10) | (2) | Common Stock | 19 | (3) | D | |
| Restricted Stock Unit (MSPP Purchased award) | 08/13/2021(9) | (2) | Common Stock | 16 | (3) | D | |
| Restricted Stock Unit (MSPP Matching award) | 08/13/2024(10) | (2) | Common Stock | 16 | (3) | D | |
| Explanation of Responses: |
| 1. 86 restricted stock units will vest on 4/1/2022 and 87 restricted stock units will vest on 7/1/2022. |
| 2. Restricted stock units do not expire; they either vest or are canceled prior to vest date. |
| 3. 1-for-1 |
| 4. 6.25% of the originally granted 1,066 restricted stock units will vest on each of April 1, July 1, October 1, and December 31 until the award is fully vested. |
| 5. 6.25% of the originally granted 988 restricted stock units will vest on each of April 1, July 1, October 1, and December 31 until the award is fully vested. |
| 6. 6.25% of the originally granted 659 restricted stock units will vest on each of April 1, July 1, October 1, and December 31 until the award is fully vested. |
| 7. 25% of the restricted stock units will vest on July 1, 2022 and thereafter 6.25% of the restricted stock units will vest on each October 1, December 31, April 1, and July 1 until the award is fully vested. |
| 8. 25% of the restricted stock units will vest on December 1, 2022 and thereafter 6.25% of the restricted stock units will vest on each March 1,June 1, September 1, and December 1 until the award is fully vested. |
| 9. Represents vesting date for Restricted Stock Unit (MSPP Purchased award). |
| 10. Represents vesting date for Restricted Stock Unit (MSPP Matching award). |
| /s/ Erick Rivero, by power-of-attorney | 02/16/2022 | |
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.