3: Initial statement of beneficial ownership of securities
Published on December 10, 2008
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIESFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/02/2008 |
3. Issuer Name and Ticker or Trading Symbol
INTUIT INC [ INTU ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Common Stock | 6,754 | D |
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | 08/01/2009 | 08/01/2009 | Common Stock | 6,750 | (1) | D | |
Restricted Stock Unit (MSPP Purchased Award) | 08/24/2007 | (2) | Common Stock | 917 | (1) | D | |
Restricted Stock Unit (MSPP Matching Award) | 08/24/2010 | 08/24/2010 | Common Stock | 750 | (1) | D | |
Restricted Stock Unit | (3) | (3) | Common Stock | 9,000 | (1) | D | |
Restricted Stock Unit | (4) | (4) | Common Stock | 10,000 | (1) | D | |
Restricted Stock Unit | (5) | (5) | Common Stock | 17,000 | (1) | D | |
Restricted Stock Unit (MSPP Purchased Award) | 08/22/2008 | (6) | Common Stock | 1,203 | (1) | D | |
Restricted Stock Unit (MSPP Matching Award) | 08/22/2011 | 08/22/2011 | Common Stock | 1,203 | (1) | D | |
Non-Qualified Stock Option (right to buy) | (7) | 02/09/2013 | Common Stock | 40,000 | 25.79 | D | |
Non-Qualified Stock Option (right to buy) | (8) | 07/25/2013 | Common Stock | 40,000 | 31.29 | D | |
Non-Qualified Stock Option (right to buy) | (9) | 07/24/2014 | Common Stock | 28,000 | 30.07 | D | |
Non-Qualified Stock Option (right to buy) | (10) | 02/10/2015 | Common Stock | 25,000 | 30 | D | |
Non-Qualified Stock Option (right to buy) | (11) | 07/22/2015 | Common Stock | 50,000 | 27.68 | D |
Explanation of Responses: |
1. 1-for-1 |
2. Restricted Stock Units (MSPP Purchased Award) are fully vested upon grant 8/23/2007; settlement occurs on the earlier of three years from grant date or termination of employment. |
3. 50% of the Restricted Stock Units vest on each of 8/1/2009 and 8/1/2010. |
4. 50% of the Restricted Stock Units vest on each of 2/1/2010 and 2/1/2011. |
5. If fiscal 2009 performance criteria are achieved, the Restricted Stock Units vest on 8/1/2011. |
6. Restricted Stock Units (MSPP Purchased Award) are fully vested upon grant 8/22/2008; settlement occurs on the earlier of three years from grant date or termination of employment. |
7. 33 1/3% of the options vest on 1/3/07; thereafter 2.778% of the options vest monthly such that the award is fully vested on 1/3/2009. |
8. 33 1/3% of the options vest on 7/26/07; thereafter 2.778% of the options vest monthly such that the award is fully vested on 7/26/2009. |
9. 33 1/3% of the options vest on 7/25/2008; thereafter 2.778% of the options vest monthly such that the award is fully vested on 7/25/2010. |
10. 33 1/3% of the options vest on 1/29/2009; thereafter 2.778% of the options vest monthly such that the award is fully vested on 1/29/2011. |
11. 33 1/3% of the options vest on 7/23/2009; thereafter 2.778% of the options vest monthly such that the award is fully vested on 7/23/2011. |
Remarks: |
/s/ Tyler Cozzens, under a Confirming Statement | 12/10/2008 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.