8-K: Current report filing
Published on January 27, 2020
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact Name of Registrant as Specified in its Charter)
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(State or other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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(Address of principal executive offices, including zip code)
(650 ) 944-6000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class |
Trading Symbol |
Name of Exchange on Which Registered |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
ITEM 5.07 Submission of Matters to a Vote of Security Holders.
(a) |
Intuit’s Annual Meeting of Stockholders was held on January 23, 2020. |
(b) |
At the meeting, stockholders: |
1. |
Elected eleven persons to serve as directors of Intuit; |
2. |
Approved, on an advisory basis, Intuit’s executive compensation; |
3. |
Ratified the selection of Ernst & Young LLP to serve as the independent registered public accounting firm for the fiscal year ending July 31, 2020; and |
4. |
Did not approve a stockholder's proposal to adopt a bylaw requiring mandatory arbitration of all stockholder claims under the federal securities laws. |
Set forth below, with respect to each such matter, are the number of votes cast for or against, the number of abstentions and the number of broker non-votes.
1. |
Election of Directors. |
Nominee |
For |
Against |
Abstain |
Broker Non-Votes |
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Eve Burton |
218,041,458 |
390,880 |
292,492 |
16,348,899 |
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Scott D. Cook |
217,829,829 |
757,041 |
137,960 |
16,348,899 |
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Richard L. Dalzell |
218,294,111 |
287,442 |
143,277 |
16,348,899 |
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Sasan K. Goodarzi |
217,959,283 |
625,022 |
140,525 |
16,348,899 |
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Deborah Liu |
218,339,630 |
257,150 |
128,050 |
16,348,899 |
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Suzanne Nora Johnson |
212,930,900 |
5,638,936 |
154,994 |
16,348,899 |
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Dennis D. Powell |
210,844,782 |
6,701,199 |
1,178,849 |
16,348,899 |
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Brad D. Smith |
210,828,945 |
7,752,804 |
143,081 |
16,348,899 |
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Thomas Szkutak |
216,754,179 |
1,800,088 |
170,563 |
16,348,899 |
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Raul Vazquez |
218,347,489 |
234,465 |
142,876 |
16,348,899 |
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Jeff Weiner |
216,511,694 |
2,079,734 |
133,402 |
16,348,899 |
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2. |
Advisory vote to approve executive compensation. |
For |
Against |
Abstain |
Broker Non-Votes |
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202,202,605 |
18,295,429 |
226,796 |
16,348,899 |
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3. |
Ratification of selection of Ernst & Young LLP to serve as independent registered public accounting firm for the fiscal year ending July 31, 2020. |
For |
Against |
Abstain |
Broker Non-Votes |
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226,171,498 |
8,760,558 |
141,673 |
— |
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4. Stockholder proposal to adopt a bylaw that requires mandatory arbitration of all stockholders claims under federal securities laws.
For |
Against |
Abstain |
Broker Non-Votes |
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5,255,203 |
213,209,457 |
260,170 |
16,348,899 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: January 27, 2020 |
INTUIT INC. |
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By: |
/s/ MICHELLE M. CLATTERBUCK |
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Michelle M. Clatterbuck |
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Executive Vice President and Chief Financial Officer |
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