4: Statement of changes in beneficial ownership of securities
Published on July 28, 2006
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
INTUIT INC [ INTU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/26/2006 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
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| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 4,630(1) | D | ||||||||
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Non-Qualified Stock Option (right to buy) | $31.29 | 07/26/2006 | A | 100,000 | (2) | 07/25/2013 | Common Stock | 100,000 | (3) | 100,000 | D | ||||
| Matching Unit Stock Bonus Award | (4) | 06/15/2008 | (5) | Common Stock | 218 | 218 | D | ||||||||
| Matching Unit Stock Bonus Award | (4) | 09/15/2008 | (5) | Common Stock | 230 | 230 | D | ||||||||
| Executive Stock Ownership Program Matching Unit(6) | (4) | 12/15/2008 | (7) | Common Stock | 250 | 250 | D | ||||||||
| Executive Stock Ownership Program Matching Unit(6) | (4) | 03/15/2009 | (7) | Common Stock | 250 | 250 | D | ||||||||
| Executive Stock Ownership Program Matching Unit(6) | (4) | 06/15/2009 | (7) | Common Stock | 272 | 272 | D | ||||||||
| Executive Stock Ownership Program Matching Unit(6) | (4) | 09/15/2009 | (7) | Common Stock | 82 | 82 | D | ||||||||
| Executive Stock Ownership Program Matching Unit(6) | (4) | 03/15/2010 | (7) | Common Stock | 256 | 256 | D | ||||||||
| Executive Stock Ownership Program Matching Unit(6) | (4) | 06/15/2010 | (7) | Common Stock | 214 | 214 | D | ||||||||
| Employee Non-Qualified Stock Option (right to buy) | $21.115 | 02/10/2006 | 02/10/2010 | Common Stock | 80,000 | 80,000 | D | ||||||||
| Employee Non-Qualified Stock Option (right to buy) | $21.43 | (8) | 08/01/2010 | Common Stock | 20,000 | 20,000 | D | ||||||||
| Employee Non-Qualified Stock Option (right to buy) | $21.07 | (9) | 03/22/2011 | Common Stock | 50,000 | 50,000 | D | ||||||||
| Employee Non-Qualified Stock Option (right to buy) | $18.72 | (10) | 07/29/2011 | Common Stock | 70,000 | 70,000 | D | ||||||||
| Employee Non-Qualified Stock Option (right to buy) | $22.33 | (11) | 06/09/2012 | Common Stock | 200,000 | 200,000 | D | ||||||||
| Employee Non-Qualified Stock Option (right to buy) | $24 | (12) | 07/28/2012 | Common Stock | 120,000 | 120,000 | D | ||||||||
| Explanation of Responses: |
| 1. Includes 218, 231, 251, 251, 272, 83, 256, and 214 shares acquired through the Intuit Inc. 1996 Employee Stock Purchase Plan on 6/15/04, 9/15/04. 12/15/04, 3/15/05, 6/15/05, 9/15/05, 3/15/06 and 6/15/06 respectively and 2,315 shares issued in connection with a 2-for-1 stock split on 7/6/2006. |
| 2. 33 1/3% of the options vest on the first anniversary of the grant date; the remaining options vest 2.778% for each of the following 24 months such that the option is fully vested on the third anniversary of the grant date. |
| 3. Reporting person was awarded the options in connection with his employment. |
| 4. 1-for-1 |
| 5. Reporting person may elect to defer issuance of stock under Matching Unit Stock Bonus Award to a date not later than the first day of the fiscal year following termination of employment with the issuer. |
| 6. Restricted Stock Unit |
| 7. Reporting person may elect to defer issuance of stock under Restricted Stock Unit to a date not later than the first day of the fiscal year following termination of employment with the issuer. |
| 8. Currently, 19,444 options are vested; the remaining 556 options will vest on 8/1/2006. |
| 9. 33 1/3% of the options vested on 3/22/2005; the remaining options vest 2.778% for each of the following 24 months such that the options are fully vested on 3/22/2007. |
| 10. 33 1/3% of the options vested on 7/30/2005; the remaining options vest 2.778% for each of the following 24 months such that the option is fully vested on 7/30/2007. |
| 11. 33 1/3% of the options vested on 5/5/2006; the remaining options vest 2.778% for each of the following 24 months such that the option is fully vested on 5/5/2008. |
| 12. 33 1/3% of the options vest on 7/29/2006; the remaining options vest 2.778% for each of the following 24 months such that the option is fully vested on 7/29/2008. |
| Remarks: |
| Remarks: The numbers of non-derivative and derivative securities beneficially owned by the reporting person have been adjusted to reflect the 2-for-1 stock split effective on July 6, 2006. |
| /s/ CHRISTINA HALL, UNDER A CONFIRMING STATEMENT | 07/28/2006 | |
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.