SC 13G/A: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Published on February 12, 1999
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 3 )*
Intuit Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
461202-10-3
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(CUSIP Number)
December 31, 1998
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(Date of Event Which Requires filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13G
CUSIP NO. 461202-10-3
---------------------
(1) NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Scott D. Cook
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(SEE INSTRUCTIONS) (b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION USA
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(5) SOLE VOTING POWER
NUMBER OF
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER 6,589,769
OWNED BY
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH:
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(8) SHARED DISPOSITIVE POWER 6,589,769
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,589,769
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(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.8%
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(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN
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SCHEDULE 13G
CUSIP NO. 461202-10-3
---------------------
(1) NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Helen Signe Ostby
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(SEE INSTRUCTIONS) (b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION USA
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(5) SOLE VOTING POWER
NUMBER OF
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER 6,589,769
OWNED BY
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH:
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER 6,589,769
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,589,769
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(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.8%
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(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN
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SCHEDULE 13G
CUSIP NO. 461202-10-3
---------------------
(1) NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Scott D. Cook & Helen Signe Ostby 1993 Grantor Retained Annuity
Trust UTA DTD 2/26/93 Scott D. Cook and Helen Signe Ostby, co-trustees
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(SEE INSTRUCTIONS) (b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION California
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(5) SOLE VOTING POWER
NUMBER OF
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER 338,754 (voting power
OWNED BY shared by co-trustees)
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH:
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(8) SHARED DISPOSITIVE POWER 338,754 (dispositive
power shared by co-trustees)
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
338,754
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(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.5%
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(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO (Trust)
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SCHEDULE 13G
CUSIP NO. 461202-10-3
---------------------
(1) NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Scott D. Cook & Helen Signe Ostby 1993 Family Trust UTA DTD
12/30/93 Scott D. Cook and Helen Signe Ostby, co-trustees
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(SEE INSTRUCTIONS) (b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION California
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(5) SOLE VOTING POWER
NUMBER OF
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER 5,715,047 (voting power
OWNED BY shared by co-trustees)
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH:
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER 5,715,047 (dispositive
power shared by co-trustees)
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,715,047
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(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.4%
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(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO (Trust)
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SCHEDULE 13G
CUSIP NO. 461202-10-3
---------------------
(1) NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Scott D. Cook & Helen Signe Ostby 1994 Charitable Trust UTA DTD
12/30/94 Scott D. Cook and Helen Signe Ostby, co-trustees
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(SEE INSTRUCTIONS) (b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION California
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(5) SOLE VOTING POWER
NUMBER OF
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER 206,129 (voting power
OWNED BY shared by co-trustees)
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH:
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER 206,129 (dispositive
power shared by co-trustees)
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
206,129
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(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.3%
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(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO (Trust)
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SCHEDULE 13G
CUSIP NO. 461202-10-3
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1. NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Scott D. Cook & Helen Signe Ostby 1995 Charitable Trust UTA DTD
12/27/95 Scott D. Cook and Helen Signe Ostby, Co-trustees
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS)
(A)
(B)
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA
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5. SOLE VOTING POWER
NUMBER OF
SHARES --------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER 70,999 (VOTING POWER
OWNED BY SHARED BY CO-TRUSTEES)
EACH --------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON WITH:
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8. SHARED DISPOSITIVE POWER 70,999 (DISPOSITIVE
POWER SHARED BY CO-TRUSTEES)
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
70,999
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10. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1%
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12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO (TRUST)
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SCHEDULE 13G
CUSIP NO. 461202-10-3
---------------------
(1) NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Scott D. Cook & Helen Signe Ostby 1996 Charitable Trust UTA DTD
12/24/96 Scott D. Cook and Helen Signe Ostby, co-trustees
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(SEE INSTRUCTIONS) (b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION California
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(5) SOLE VOTING POWER
NUMBER OF
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER 159,882 (voting power
OWNED BY shared by co-trustees)
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH:
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER 159,882 (dispositive
power shared by co-trustees)
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
159,882
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(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS)
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2%
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(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO (Trust)
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SCHEDULE 13G
CUSIP NO. 461202-10-3
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ITEM 1.
(a) Name of Issuer:
Intuit Inc.
(b) Address of Issuer's Principal Executive Offices:
2535 Garcia Avenue
Mountain View, CA 94043
ITEM 2.
(a) Name of Person(s) Filing:
- Scott D. Cook
- Helen Signe Ostby
- The Scott D. Cook & Helen Signe Ostby 1993 Grantor Retained
Annuity Trust UTA DTD 2/26/93 (the "1993 GRAT")
- The Scott D. Cook & Helen Signe Ostby 1993 Family Trust UTA DTD
12/30/93 (the "Family Trust")
- The Scott D. Cook & Helen Signe Ostby 1994 Charitable Trust UTA
DTD 12/30/94 (the "1994 Charitable Trust")
- The Scott D. Cook & Helen Signe Ostby 1995 Charitable Trust UTA
DTD 12/27/95 (the "1995 Charitable Trust")
- The Scott D. Cook & Helen Signe Ostby 1996 Charitable Trust UTA
DTD 12/24/96 (the "1996 Charitable Trust")
(b) Address of Principal Business Office or, if None, Residence:
For all filing persons: 386 Mountain Home Road, Woodside,
California 94062
(c) Citizenship:
Scott D. Cook and Helen Signe Ostby are U.S. citizens. Each of
the trusts identified in Item 2(a) is organized under the laws
of the State of California.
(d) Title of Class of Securities:
Intuit Inc. Common Stock, $0.01 par value per share
(e) CUSIP No.:
461202-10-3
ITEM 3. Not applicable
SCHEDULE 13G
CUSIP NO. 461202-10-3
---------------------
ITEM 4. OWNERSHIP
(a) Amount Beneficially Owned:
As of December 31, 1998, the 1993 GRAT held 338,754 shares of
Common Stock; the Family Trust held 5,715,047 shares of Common
Stock; the 1994 Charitable Trust held 206,129 shares of Common
Stock; the 1995 Charitable Trust held 70,999 shares of Common
Stock; and the 1996 Charitable Trust held 159,882 shares of
Common Stock. All shares of Common Stock held by the trusts (an
aggregate of 6,490,811 shares) may be deemed to be beneficially
owned by Scott D. Cook and Helen Signe Ostby as co-trustees of
each trust. The additional 98,958 shares reported by Scott D.
Cook and Helen Signe Ostby represent shares issuable upon
exercise of options held by Scott D. Cook that are exercisable
within 60 days of December 31, 1998.
(b) Percent of Class:
(c) Number of shares as to which the person has:
*As co-trustees of the GRAT, the 1994 Charitable Trust, the 1995
Charitable Trust and the 1996 Charitable Trust, Mr. Cook and Ms.
Ostby have shared voting and dispositive power with respect to
the 775,764 shares of Common Stock held by such trusts. Mr. Cook
and Ms. Ostby must act jointly to vote or dispose of these
shares of Common Stock.
*As co-trustees of the Family Trust, Mr. Cook and Ms. Ostby have
shared voting and dispositive power with respect to the
5,715,047 shares of Common Stock held by such trust. Either Mr.
Cook or Ms. Ostby, acting alone, may vote or dispose of these
shares of Common Stock.
*Mr. Cook and Ms. Ostby have shared voting and dispositive power
with respect to the 98,958 shares of Common Stock issuable upon
exercise of options held by Scott D. Cook that are exercisable
within 60 days of December 31, 1998. Either Mr. Cook or Ms.
Ostby, acting alone, may vote or dispose of these shares of
Common Stock.
SCHEDULE 13G
CUSIP NO. 461202-10-3
---------------------
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable. However, the filing persons are making a joint filing
pursuant to Rule 13d-1(f) under the Securities Exchange Act of 1934, as
amended. The filing parties have executed an Agreement With Respect to
Joint Filing of Schedule 13G, which was filed as Exhibit 1 to the
parties' Amendment No. 1 to Schedule 13G filed on May 9, 1997.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable; Statement not filed pursuant to Section 240.13d-1(b).
SCHEDULE 13G
CUSIP NO. 461202-10-3
---------------------
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 12, 1999
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Date
/s/ Scott D. Cook
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Signature
Scott D. Cook
------------------------------------
Name/Title
On behalf of the following filing persons:
Scott D. Cook
Helen Signe Ostby
The Scott D. Cook & Helen Signe Ostby 1993 Grantor Retained Annuity Trust UTA
DTD 2/26/93
The Scott D. Cook & Helen Signe Ostby 1993 Family Trust UTA DTD 12/30/93
The Scott D. Cook & Helen Signe Ostby 1994 Charitable Trust UTA DTD 12/30/94
The Scott D. Cook & Helen Signe Ostby 1995 Charitable Trust UTA DTD 12/27/95
The Scott D. Cook & Helen Signe Ostby 1996 Charitable Trust UTA DTD 12/24/96