SC 13G/A: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Published on May 9, 1997
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1 )*
INTUIT INC.
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
461202-10-3
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(CUSIP Number)
Check the following box if a fee is being paid with this statement. (A fee is
not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see Notes).
SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 2 OF 14 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
SCOTT D. COOK
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
2 (B) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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5 SOLE VOTING POWER
NUMBER
OF ------------------------------------------------------
SHARES 6 SHARED VOTING POWER 7,497,738
BENEFICIALLY
OWNED ------------------------------------------------------
BY 7 SOLE DISPOSITIVE POWER
EACH
REPORTING ------------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER 7,497,738
WITH
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,497,738
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.15%
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12 TYPE OF REPORTING PERSON*
IN
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SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 3 OF 14 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
HELEN SIGNE OSTBY
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
2 (B) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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5 SOLE VOTING POWER
NUMBER
OF ------------------------------------------------------
SHARES 6 SHARED VOTING POWER 7,497,738
BENEFICIALLY
OWNED ------------------------------------------------------
BY 7 SOLE DISPOSITIVE POWER
EACH
REPORTING ------------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER 7,497,738
WITH
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,497,738
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.15%
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12 TYPE OF REPORTING PERSON*
IN
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SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 4 OF 14 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE SCOTT D. COOK & HELEN SIGNE OSTBY 1993 GRANTOR RETAINED ANNUITY
TRUST UTA DTD 2/26/93 Scott D. Cook and Helen Signe Ostby,
co-trustees
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
2 (B) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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5 SOLE VOTING POWER
NUMBER
OF ------------------------------------------------------
SHARES 6 SHARED VOTING POWER 338,754 (voting power
BENEFICIALLY shared by co-trustees)
OWNED ------------------------------------------------------
BY 7 SOLE DISPOSITIVE POWER
EACH
REPORTING ------------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER 338,754 (voting
WITH power shared by co-trustees)
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
338,754
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.73%
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12 TYPE OF REPORTING PERSON*
OO(Trust)
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SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 5 OF 14 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE SCOTT D. COOK & HELEN SIGNE OSTBY 1993 FAMILY TRUST UTA DTD
12/30/93 Scott D. Cook and Helen Signe Ostby, co-trustees
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
2 (B) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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5 SOLE VOTING POWER
NUMBER
OF ------------------------------------------------------
SHARES 6 SHARED VOTING POWER 5,720,333 (voting power
BENEFICIALLY shared by co-trustees)
OWNED ------------------------------------------------------
BY 7 SOLE DISPOSITIVE POWER
EACH
REPORTING ------------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER 5,720,333
WITH (dispositive power shared by co-trustees)
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,720,333
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
12.32%
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12 TYPE OF REPORTING PERSON*
OO(Trust)
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SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 6 OF 14 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE SCOTT D. COOK & HELEN SIGNE OSTBY 1994 CHARITABLE TRUST UTA DTD
12/30/94 Scott D. Cook and Helen Signe Ostby, co-trustees
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
2 (B) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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5 SOLE VOTING POWER
NUMBER
OF ------------------------------------------------------
SHARES 6 SHARED VOTING POWER 639,301 (voting power
BENEFICIALLY shared by co-trustees)
OWNED ------------------------------------------------------
BY 7 SOLE DISPOSITIVE POWER
EACH
REPORTING ------------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER 639,301
WITH (dispositive power shared by co-trustees)
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
639,301
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.38%
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12 TYPE OF REPORTING PERSON*
OO(Trust)
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SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 7 OF 14 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE SCOTT D. COOK & HELEN SIGNE OSTBY 1995 CHARITABLE TRUST UTA DTD
12/27/95 Scott D. Cook and Helen Signe Ostby, co-trustees
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
2 (B) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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5 SOLE VOTING POWER
NUMBER
OF ------------------------------------------------------
SHARES 6 SHARED VOTING POWER 399,350 (voting power
BENEFICIALLY shared by co-trustees)
OWNED ------------------------------------------------------
BY 7 SOLE DISPOSITIVE POWER
EACH
REPORTING ------------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER 399,350
WITH (dispositive power shared by co-trustees)
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,350
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.86%
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12 TYPE OF REPORTING PERSON*
OO(Trust)
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SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 8 OF 14 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE SCOTT D. COOK & HELEN SIGNE OSTBY 1996 CHARITABLE TRUST UTA DTD
12/24/96 Scott D. Cook and Helen Signe Ostby, co-trustees
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
2 (B) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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5 SOLE VOTING POWER
NUMBER
OF ------------------------------------------------------
SHARES 6 SHARED VOTING POWER 400,000 (voting power
BENEFICIALLY shared by co-trustees)
OWNED ------------------------------------------------------
BY 7 SOLE DISPOSITIVE POWER
EACH
REPORTING ------------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER 400,000
WITH (dispositive power shared by co-trustees)
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
400,000
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.86%
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12 TYPE OF REPORTING PERSON*
OO(Trust)
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SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 9 OF 14 PAGES
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ITEM 1.
(a) Name of Issuer:
Intuit Inc.
(b) Address of Issuer's Principal Executive Offices:
2535 Garcia Avenue
Mountain View, CA 94043
ITEM 2.
(a) Name of Person(s) Filing:
Scott D. Cook
Helen Signe Ostby
The Scott D. Cook & Helen Signe Ostby 1993 Grantor Retained
Annuity Trust UTA DTD 2/26/93 (the "1993 GRAT")
The Scott D. Cook & Helen Signe Ostby 1993 Family Trust UTA
DTD 12/30/93 (the "Family Trust")
The Scott D. Cook & Helen Signe Ostby 1994 Charitable Trust
UTA DTD 12/30/94 (the "1994 Charitable Trust")
The Scott D. Cook & Helen Signe Ostby 1995 Charitable Trust
UTA DTD 12/27/95 (the "1995 Charitable Trust")
The Scott D. Cook & Helen Signe Ostby 1996 Charitable Trust
UTA DTD 12/24/96 the "1996 Charitable Trust")
(b) Address of Principal Business Office or, if None,
Residence:
For all filing persons: 386 Mountain Home Road, Woodside,
California 94062
(c) Citizenship:
Scott D. Cook and Helen Signe Ostby are U.S. citizens. Each
of the trusts identified in Item 2(a) is organized under
the laws of the State of California.
(d) Title of Class of Securities:
Intuit Inc. Common Stock, $0.01 par value per share
(e) CUSIP No:
461202-10-3
ITEM 3. Not applicable
SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 10 OF 14 PAGES
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ITEM 4. OWNERSHIP
(a) Amount Beneficially Owned:
As of December 31, 1996, the 1993 GRAT held 338,754 shares
of Common Stock; the Family Trust held 5,720,333 shares of
Common Stock; the 1994 Charitable Trust held 639,301 shares
of Common Stock; the 1995 Charitable Trust held 399,350
shares of Common Stock; and the 1996 Charitable Trust held
400,000 shares of Common Stock. All shares of Common Stock
held by the trusts (an aggregate of 7,497,738 shares) may
be deemed to be beneficially owned by Scott D. Cook and
Helen Signe Ostby as co-trustees of each trust.
(b) Percent of Class:
Scott D. Cook 16.15%
Helen Signe Ostby 16.15%
1993 GRAT 0.73%
Family Trust: 12.32%
1994 Charitable Trust 1.38%
1995 Charitable Trust 0.86%
1996 Charitable Trust 0.86%
(c) Voting and dispositive power:
As co-trustees of the GRAT, the 1994 Charitable Trust, the
1995 Charitable Trust and the 1996 Charitable Trust, Mr.
Cook and Ms. Ostby have shared voting and dispositive power
with respect to the 1,777,405 shares of Common Stock held
by such trusts. Mr. Cook and Ms. Ostby must act jointly to
vote or dispose of these shares of Common Stock.
As co-trustees of the Family Trust, Mr. Cook and Ms. Ostby
have shared voting and dispositive power with respect to
the 5,720,333 shares of Common Stock held by such trust.
Either Mr. Cook or Ms. Ostby, acting alone, may vote or
dispose of these shares of Common Stock.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT
HOLDING COMPANY
Not applicable.
SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 11 OF 14 PAGES
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ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable. However, the filing persons are making a
joint filing pursuant to Rule 13d-1(f) under the Securities
Exchange Act of 1934, as amended. See Exhibit 1, Agreement
With Respect to Joint Filing of Schedule 13G.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable; Statement not filed pursuant to Rule
13d-1(b).
SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 12 OF 14 PAGES
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SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: April 13, 1997
/s/ Scott D. Cook
- ----------------------------------
Scott D. Cook
On behalf of the following filing persons:
Scott D. Cook
Helen Signe Ostby
The Scott D. Cook & Helen Signe Ostby 1993 Grantor Retained Annuity Trust UTA
DTD 2/26/93
The Scott D. Cook & Helen Signe Ostby 1993 Family Trust UTA DTD 12/30/93
The Scott D. Cook & Helen Signe Ostby 1994 Charitable Trust UTA DTD 12/30/94
The Scott D. Cook & Helen Signe Ostby 1995 Charitable Trust UTA DTD 12/27/95
The Scott D. Cook & Helen Signe Ostby 1996 Charitable Trust UTA DTD 12/24/96
SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 13 OF 14 PAGES
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EXHIBIT 1
AGREEMENT WITH RESPECT TO JOINT FILING OF SCHEDULE 13G
The undersigned hereby agree that any statement on Schedule 13G to be
filed with the Securities and Exchange Commission by any of the undersigned,
including any amendments thereto, with respect to the securities of Intuit Inc.
may be filed by any of the undersigned as a joint filing on behalf of all of the
undersigned.
/s/ Scott D. Cook Dated: 4/13/97
- ---------------------------------- -----------------------
SCOTT D. COOK
/s/ H.S. Ostby Dated: 4/13/97
- ---------------------------------- -----------------------
HELEN SIGNE OSTBY
THE SCOTT D. COOK & HELEN SIGNE OSTBY 1993 GRANTOR RETAINED ANNUITY TRUST UTA
DTD 2/26/93
By: /s/ Scott D. Cook Dated: 4/13/97
------------------------------- -----------------------
Scott D. Cook, Co-Trustee
By: /s/ H.S. Ostby Dated: 4/13/97
------------------------------- -----------------------
Helen Signe Ostby, Co-Trustee
THE SCOTT D. COOK & HELEN SIGNE OSTBY 1993 FAMILY TRUST UTA DTD 12/30/93
By: /s/ Scott D. Cook Dated: 4/13/97
------------------------------- -----------------------
Scott D. Cook, Co-Trustee
By: /s/ H.S. Ostby Dated: 4/13/97
------------------------------- -----------------------
Helen Signe Ostby, Co-Trustee
SCHEDULE 13G
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CUSIP NO. 461202-10-3 PAGE 13 OF 14 PAGES
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THE SCOTT D. COOK & HELEN SIGNE OSTBY 1994 CHARITABLE TRUST UTA DTD 12/30/94
By: /s/ Scott D. Cook Dated: 4/13/97
------------------------------- -----------------------
Scott D. Cook, Co-Trustee
By: /s/ H. S. Ostby Dated: 4/13/97
------------------------------- -----------------------
Helen Signe Ostby, Co-Trustee
THE SCOTT D. COOK & HELEN SIGNE OSTBY 1995 CHARITABLE TRUST UTA DTD 12/27/95
By: /s/ Scott D. Cook Dated: 4/13/97
------------------------------- -----------------------
Scott D. Cook, Co-Trustee
By: /s/ H. S. Ostby Dated: 4/13/97
------------------------------- -----------------------
Helen Signe Ostby, Co-Trustee
THE SCOTT D. COOK & HELEN SIGNE OSTBY 1996 CHARITABLE TRUST UTA DTD 12/24/96
By: /s/ Scott D. Cook Dated: 4/13/97
------------------------------- -----------------------
Scott D. Cook, Co-Trustee
By: /s/ H. S. Ostby Dated: 4/13/97
------------------------------- -----------------------
Helen Signe Ostby, Co-Trustee