SC 13G/A: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Published on February 12, 2002
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 6)*
INTUIT INC.
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(NAME OF ISSUER)
COMMON STOCK
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(TITLE OF CLASS OF SECURITIES)
461202-10-3
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(CUSIP NUMBER)
DECEMBER 31, 2001
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(DATE OF EVENT WHICH REQUIRES FILING
OF THIS STATEMENT)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(Continued on following pages)
(Page 1 of 10 Pages)
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CUSIP NO. 461202-10-3 13G/A No. 6 Page 2 of 10
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1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
SCOTT D. COOK
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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NUMBER 5 SOLE VOTING POWER
OF 0
SHARES --------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 17,762,172
REPORTING --------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH 0
--------------------------------------------------------
8 SHARED DISPOSITIVE POWER
17,762,172
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,762,172
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.4%
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12 TYPE OF REPORTING PERSON
IN
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CUSIP NO. 461202-10-3 13G/A No. 6 Page 3 of 10
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1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
HELEN SIGNE OSTBY
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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NUMBER 5 SOLE VOTING POWER
OF 0
SHARES --------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 17,762,172
REPORTING --------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH 0
--------------------------------------------------------
8 SHARED DISPOSITIVE POWER
17,762,172
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,762,172
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.4%
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12 TYPE OF REPORTING PERSON
IN
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CUSIP NO. 461202-10-3 13G/A No. 6 Page 4 of 10
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1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
THE SCOTT D. COOK & HELEN SIGNE OSTBY 1993 GRANTOR RETAINED ANNUITY
TRUST UTA DTD 2/26/93 SCOTT D. COOK AND HELEN SIGNE OSTBY,
CO-TRUSTEES
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
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NUMBER 5 SOLE VOTING POWER
OF 0
SHARES --------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 444,508
REPORTING --------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH 0
--------------------------------------------------------
8 SHARED DISPOSITIVE POWER
444,508
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
444,508
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.21%
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12 TYPE OF REPORTING PERSON
OO
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CUSIP NO. 461202-10-3 13G/A No. 6 Page 5 of 10
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1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
THE SCOTT D. COOK & HELEN SIGNE OSTBY 1993 FAMILY TRUST UTA DTD
12/30/93 SCOTT D. COOK AND HELEN SIGNE OSTBY, CO-TRUSTEES
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
FAMILY TRUST
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NUMBER 5 SOLE VOTING POWER
OF 0
SHARES --------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 16,505,991
REPORTING --------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH 0
--------------------------------------------------------
8 SHARED DISPOSITIVE POWER
16,505,991
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,505,991
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.68%
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12 TYPE OF REPORTING PERSON
OO
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CUSIP NO. 461202-10-3 13G/A No. 6 Page 6 of 10
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1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
THE SCOTT D. COOK & HELEN SIGNE OSTBY 1994 CHARITABLE TRUST UTA DTD
12/30/94 SCOTT D. COOK AND HELEN SIGNE OSTBY, CO-TRUSTEES
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
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NUMBER 5 SOLE VOTING POWER
OF 0
SHARES --------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 21,934
REPORTING --------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH 0
--------------------------------------------------------
8 SHARED DISPOSITIVE POWER
21,934
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
21,934
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
[ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.01%
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12 TYPE OF REPORTING PERSON
OO
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CUSIP NO. 461202-10-3 13G/A No. 6 Page 7 of 10
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ITEM 1(a). NAME OF ISSUER:
Intuit Inc.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
2535 Garcia Avenue
Mountain View, CA 94043
ITEM 2(a). NAME OF PERSON FILING:
(i) Scott D. Cook
(ii) Helen Signe Ostby
(iii) The Scott D. Cook & Helen Signe Ostby 1993 Grantor
Retained Annuity Trust UTA 2/26/93 (the "1993 GRAT")
(iv) The Scott D. Cook & Helen Signe Ostby 1993 Family Trust
UTA DTD 12/30/93 Scott D. Cook and Helen Signe Ostby,
Co-Trustees (the "Family Trust")
(v) The Scott D. Cook & Helen Signe Ostby 1994 Charitable
Trust UTA DTD 12/30/94 (the "1994 Charitable Trust")
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
For all filing persons:
2535 Garcia Avenue,
Mountain View, California 94043
ITEM 2(c). PLACE OF ORGANIZATION OR CITIZENSHIP:
Scott D. Cook and Helen Signe Ostby are U.S. citizens. Each of
the trust identified in Item 2(a) is organized under the laws of
the State of California.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Common Stock, par value $.01 per share
ITEM 2(e). CUSIP NUMBER:
461202-10-3
ITEM 3. NOT APPLICABLE
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CUSIP NO. 461202-10-3 13G/A No. 6 Page 8 of 10
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ITEM 4. OWNERSHIP:
(a) Amount beneficially owned:
As of December 31, 2001, the 1993 GRAT held 444,508 shares
of Common Stock; the Family Trust held 16,505,991 shares of
Common Stock; and the 1994 Charitable Trust held 21,934 shares of
Common Stock. All shares of Common Stock held by the trusts (an
aggregate of 16,972,433 shares) may be deemed to be beneficially
owned by Scott D. Cook and Helen Signe Ostby as co-trustees of
each trust. The additional 789,739 shares reported by Scott D.
Cook and Helen Signe Ostby represent shares issuable upon
exercise of options held by Scott D. Cook that are exercisable
within 60 days of December 31, 2001.
(b) Percent of class:
Scott D. Cook 8.40%
Helen Signe Ostby 8.40%
1993 GRAT 0.21%
Family Trust 7.68%
1994 Charitable Trust 0.01%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
-0-
(ii) Shared power to vote or to direct the vote:
*see explanation below
(iii) Sole power to dispose of or to direct the disposition of:
-0-
(vi) Shared power to dispose of or to direct the disposition
of:
*As co-trustees of the 1993 GRAT and the 1994 Charitable
Trust, Mr. Cook and Ms. Ostby have shared voting and
dispositive power with respect to the 466,442 shares of
Common Stock held by such trusts. Mr. Cook and Ms. Ostby
must act jointly to vote or dispose of these shares of
Common Stock.
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CUSIP NO. 461202-10-3 13G/A No. 6 Page 9 of 10
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*As co-trustees of the Family Trust, Mr. Cook and Ms.
Ostby have shared voting and dispositive power with
respect to the 16,505,991 shares of Common Stock held by
such trust. Either Mr. Cook or Ms. Ostby, acting alone,
may vote or dispose of these shares of Common Stock.
*Mr. Cook and Ms. Ostby are expected to have shared voting
and dispositive power with respect to the 789,739 shares
of Common Stock issuable upon exercise of options held by
Scott D. Cook that are exercisable within 60 days of
December 31, 2001.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
Not applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Not applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY:
Not applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
See Item 2. The filing persons are making a joint filing pursuant
to Rule 13d-1(k) under the Securities Exchange Act of 1934, as
amended. The filing parties have executed an Agreement With
Respect to Joint Filing of Schedule 13G, which was filed as
Exhibit 1 to the parties' Amendment No. 1 to Schedule 13G filed
on May 9, 1997.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
Not applicable
ITEM 10. CERTIFICATIONS:
Not applicable
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CUSIP NO. 461202-10-3 13G/A No. 6 Page 10 of 10
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SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief, we certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2002
Intuit Inc.
/s/ Scott D. Cook
----------------------------------
Scott D. Cook
On behalf of the following filing persons:
Scott D. Cook
Helen Signe Ostby
The Scott D. Cook & Helen Signe Ostby 1993 Grantor Retained Annuity Trust UTA
DTD 2/26/93
The Scott D. Cook & Helen Signe Ostby 1993 Family Trust UTA DTD 12/20/93
The Scott D. Cook & Helen Ostby 1994 Charitable Trust UTA DTD 12/30/94